Charles Schwab Ultra High Net Worth Specialist in San Mateo, California


San Mateo - CA, BRCAMT, 1300 South El Camino Real, 94402-2964

Keith Andrew Vogel


We believe that , when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client’s goals with passion and integrity. We respect and appreciate the diversity of our employees, our clients, and the communities we serve. We challenge conventions strategically to create value for our clients, our firm and the world. We live and bring to life the concept of ‘own your tomorrow’ every day. We champion our employee strengths, guide their development, and invest in their long-term success. We hire optimistic, results-oriented, curious, innovative, and adaptable people with the desire to help our clients and one another succeed.

As a company, we were established by Chuck at over 40 years ago to champion Main Street over Wall Street, and to help Americans transform themselves from earners to owners. Through advocacy and innovation, we work to make investing more affordable, accessible and understandable for all. As we enter our fifth decade, we are looking for talented, innovative and driven people who believe they can help themselves, and our clients, create a better future.

Our Opportunity:

The Ultra High Net Worth Specialist consults with High Net Worth Schwab Clients regarding their Wealth Management needs with particular attention to topics such as trust and estate planning, risk management and insurance planning, transfer tax and post-mortem planning, charitable planning, business succession planning, and asset protection planning. As a SME, the Wealth Strategist partners closely with internal client relationship owners in order to provide educational support for client questions and planning needs.

What you’ll do:

This role requires expert-level financial planning knowledge, with specific attention to tax, law, and estate planning strategies. This position has broad cross-functional and business stakeholder influence and in-depth knowledge of comprehensive financial planning and wealth management disciplines. It requires the ability to act in a consulting capacity internally and externally, in support of a variety of business development opportunities. Requires the ability to effectively advise Schwab’s most affluent clients and complex situations.

  • Financial Planning knowledge and experience in dealing with critical wealth management issues

  • Advanced knowledge and experience dealing with client issues with over $10m in assets.

  • Knowledge and experience describing all of Schwab services and branding partners.

  • High level of complexity in multiple areas:

  • Financial Planning

  • Estate & Legacy Planning

  • Business Succession Planning

  • Tax Planning

  • Insurance & Asset Protection Planning

  • Charitable Planning


Role requires expert technical and conversational competency with clients and internal/external business partners in order to provide a clear understanding of issues and considerations surrounding estate planning


  • Cross enterprise partnership to develop and implement acquisition and service to support corporate sales initiatives

  • Inbound/outbound calls to act as subject matter expert to PCs, FCs and other business units

  • Inbound/outbound calls to consult with high net worth clients in formal and informal ways

  • Write and/or review sales literature for accuracy and clarity

  • Write and/or review educational literature for accuracy and clarity

Job Responsibilities:

  • Consult with high net worth clients on financial planning issues including trusts, and other estate planning considerations

  • Illustrate various planning scenarios for clients to consider with their own attorneys

  • Act as subject matter experts internally and externally

  • Document client interaction

  • Public speaking to partners and clients

  • *Does not provide specific legal or tax advice

What you have:

  • College degree required. Graduate degree, or Professional degree such as J.D., C.P.A, CFP preferred.

  • Minimum 7 years of industry related professional experience required.

  • Public speaking and advanced knowledge and expertise to provide advice to clients with >$10m.

What you’ll get:

  • Comprehensive Compensation and Benefits package

  • Financial Health: 401k Match, Employee Stock Purchase Plan, Employee Discounts, Personalized advice, Brokerage discounts

  • Work/Life Balance: Sabbatical, Paid Parental Leave, New Mothers returning to work Program, Tuition Reimbursement Programs, Time off to volunteer, Employee Matching Gifts Program

  • Everyday Wellness: Health and Lifestyle Wellness Rewards, Onsite Fitness Classes, Healthy Food Choices, Wellness Champions

  • Inclusion: Employee Resource Groups, Commitment to diversity, Strategic partnerships

  • Not just a job, but a career, with an opportunity to do the best work of your life

Learn more about Life@Schwab at" .

Charles Schwab & Co., Inc. is an equal opportunity and affirmative action employer committed to diversifying its workforce. It is Schwab's policy to provide equal employment opportunities to all employees and applicants without regard to race, color, religion, sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), gender identity or expression, national origin, ancestry, age, disability, legally protected medical condition, genetic information, marital status, sexual orientation, protected veteran status, military status, citizenship status or any other status that is protected by law.

Job Specifications

Relocation Offered?: No

Work Schedule: Days

Languages: English - spoken

Current Licenses / Certifications: None

Relevant Work Experience: Financial Services-6+ yrs

Position Located In: CA - Los Gatos, CA - Milpitas, CA - Sacramento, CA - Oakland, CA - Pleasanton, CA - Cupertino, CA - Fremont, CA - Corte Madera, CA - Danville, CA - San Mateo, CA - San Ramon, CA - Berkeley, CA - Stockton, CA - Walnut Creek, CA - San Francisco

Education: JD

Job Type: Full Time

Category:Financial Planning/Advice

Activation Date: Monday, May 15, 2017

Expiration Date: Tuesday, June 6, 2017

Apply Here