Charles Schwab Sr. Specialist Operations Control in Phoenix, Arizona
Phoenix - AZ, PHXPEAK, 2423 E Lincoln Dr, 85016-1215
Christal Lynn Fortunato
We believe that , when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client’s goals with passion and integrity. We respect and appreciate the diversity of our employees, our clients, and the communities we serve. We challenge conventions strategically to create value for our clients, our firm and the world. We live and bring to life the concept of ‘own your tomorrow’ every day. We champion our employee strengths, guide their development, and invest in their long-term success. We hire optimistic, results-oriented, curious, innovative, and adaptable people with the desire to help our clients and one another succeed.
As a company, we were established by Chuck over 40 years ago to champion Main Street over Wall Street, and to help Americans transform themselves from earners to owners. Through advocacy and innovation, we work to make investing more affordable, accessible and understandable for all. As we enter our fifth decade, we are looking for talented, innovative and driven people who believe they can help themselves, and our clients, create a better future.
The Risk Team within the Operations control department of Retirement Business Services Organization is responsible for monitoring, tracking and reporting risk and error events for both internal and external business activities. The group is tasked with day to day activities but require the ability to change gears and focus at a moment’s notice. The focus of the position will be to partner with other departments within the organization to gather information on key processes, review procedures and create process flow diagrams with a focus on identifying risks and points of inefficiency along with providing recommendations to mitigate risks and create efficiencies.
What you’ll do:
Performing risk analysis through deep dives into operational processes
Ability to map process flows and identify risks and associated controls
Review and test procedural documentation
Ability to work on multiple deep dives concurrently
Ability to work with multiple department and teams to gather information including multiple ranges of employees from specialists to senior management
Ability to analyze data and process flows to provide recommendations to mitigate risks and create efficiencies
Creation, implementation and continuous evolution/maturation of the reporting program for the risk function
What you have:
At least 2 years in a risk management or related field
At least 3 years in financial services
PowerPoint + Excel + Visio or other process flow software required, MS Access preferred but not required
What you’ll get:
Comprehensive Compensation and Benefits package
Financial Health: 401k Match, Employee Stock Purchase Plan, Employee Discounts, Personalized advice, Brokerage discounts
Work/Life Balance: Sabbatical, Paid Parental Leave, New Mothers returning to work Program, Tuition Reimbursement Programs, Time off to volunteer, Employee Matching Gifts Program
Everyday Wellness: Health and Lifestyle Wellness Rewards, Onsite Fitness Classes, Healthy Food Choices, Wellness Champions
Inclusion: Employee Resource Groups, Commitment to diversity, Strategic partnerships
Not just a job, but a career, with an opportunity to do the best work of your life
Learn more about Life@Schwab at http://www.aboutschwab.com/careers/lifeatschwab/" .
Charles Schwab & Co., Inc. is an equal opportunity and affirmative action employer committed to diversifying its workforce. It is Schwab's policy to provide equal employment opportunities to all employees and applicants without regard to race, color, religion, sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), gender identity or expression, national origin, ancestry, age, disability, legally protected medical condition, genetic information, marital status, sexual orientation, protected veteran status, military status, citizenship status or any other status that is protected by law.
Relocation Offered?: No
Work Schedule: Days
Languages: English - spoken
Current Licenses / Certifications: None
Relevant Work Experience: Financial Services-6+ yrs, Financial Services-2-5 yrs, Risk Analysis
Position Located In: TX - Austin, AZ - Phoenix
Job Type: Full Time
Category:Brokerage Operations & Trading
Activation Date: Friday, August 11, 2017
Expiration Date: Saturday, August 26, 2017