Charles Schwab Alternative Investment Sr Specialist / Specialist in Phoenix, Arizona
We believe that , when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client’s goals with passion and integrity. We respect and appreciate the diversity of our employees, our clients, and the communities we serve. We challenge conventions strategically to create value for our clients, our firm and the world. We live and bring to life the concept of ‘own your tomorrow’ every day. We champion our employee strengths, guide their development, and invest in their long-term success. We hire optimistic, results-oriented, curious, innovative, and adaptable people with the desire to help our clients and one another succeed.
As a company, we were established by Chuck at http://www.aboutschwab.com/about/leadership/charles_schwab over 40 years ago to champion Main Street over Wall Street, and to help Americans transform themselves from earners to owners. Through advocacy and innovation, we work to make investing more affordable, accessible and understandable for all. As we enter our fifth decade, we are looking for talented, innovative and driven people who believe they can help themselves, and our clients, create a better future.
Our goal in Alternative Investment Custody Services (AICS) is to provide industry-leading service to our clients while adhering to the strenuous risk and control measures inherent to the alternative investment business.
What you’ll do:
As an Alternative Investment Custody Services (AICS) Representative at Charles Schwab, you will pursue our mission and values through:
Executing timely and accurate alternative investment purchase requests received from clients and investment advisers
Maintaining and following-up on open order purchase log
Networking with personnel internally and externally to resolve issues, gaining needed information and influencing outcomes.
Delivering unparalleled value and outstanding service to our clients in order to build and maintain client loyalty.
Additional responsibilities could include:
Handling the cashiering and money movement duties, including processing wire transfers, check deposits, and cash journals
Confirming and reconciling Alternative Investments held in Schwab client accounts
Processing client account asset transfers to third party broker dealers, banks and trust companies
Coordinating with clients and investment sponsors on execution of voluntary and mandatory corporate actions
What you have:
1 to 3 years of experience in the securities, brokerage or financial services industry
Familiarity with Alternative or Non-Standard Assets preferred
Passion for helping solve problems and overcome barriers
Excellent computer skills required. Advanced in Microsoft Excel preferred
Detailed oriented and conscientious
Good understanding of, and some prior experience in, risk management, such as escalating issues through proper channels
Research and problem resolution experience preferred
Demonstrated ability to build and sustain strong business relationships
Series 7/63 and 9/10 preferred
The work schedule for this position is Monday thru Friday with a 7:30am MT start time. Must have flexibility to change work schedule to work until 4:30pm MT.
Note Role may be filled as a Specialist (GL 55) or Sr. Specialist (GL 56) depending on experience and licensing
What you’ll get:
Comprehensive Compensation and Benefits package.
Financial Health: 401k Match, Employee Stock Purchase Plan, Employee Discounts, Personalized advice, Brokerage discounts.
Work/Life Balance: Sabbatical, Paid Parental Leave, New Mothers returning to work Program, Tuition Reimbursement Programs, Time off to volunteer, Employee Matching Gifts Program.
Everyday Wellness: Health and Lifestyle Wellness Rewards, Onsite Fitness Classes, Healthy Food Choices, Wellness Champions.
Inclusion: Employee Resource Groups, Commitment to diversity, Strategic partnerships.
Not just a job, but a career, with an opportunity to do the best work of your life.
Learn more about Life@Schwab at http://www.aboutschwab.com/careers/lifeatschwab/%22 .
Charles Schwab & Co., Inc. is an equal opportunity/affirmative action employer committed to diversifying its workforce. All applications are considered without regard to race, color, religion, sex, sexual orientation, national origin, age, disability, protected veteran status (disabled veterans, recently separated veterans, active duty wartime or campaign badge veterans, Armed Forces service medal veterans), or based on any individual's status in any group or class protected by applicable federal, state or local law.
Position Located In: AZ - Phoenix