Charles Schwab Sr Specialist - Advisor Services, Margins in Lone Tree, Colorado

We believe that , when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client’s goals with passion and integrity. We respect and appreciate the diversity of our employees, our clients, and the communities we serve. We challenge conventions strategically to create value for our clients, our firm and the world. We live and bring to life the concept of ‘own your tomorrow’ every day. We champion our employee strengths, guide their development, and invest in their long-term success. We hire optimistic, results-oriented, curious, innovative, and adaptable people with the desire to help our clients and one another succeed.

As a company, we were established by Chuck at over 40 years ago to champion Main Street over Wall Street, and to help Americans transform themselves from earners to owners. Through advocacy and innovation, we work to make investing more affordable, accessible and understandable for all. As we enter our fifth decade, we are looking for talented, innovative and driven people who believe they can help themselves, and our clients, create a better future.

Our Opportunity:

The Advisor Services (AS) Margins position is the point of contact for Investment Advisors, AS Trading and Support, and Corporate Margins for all AS margin-related issues. This position mitigates risk to the firm by monitoring client assets and transactions while being able to clearly articulate their effect on client account balances, taking action on those accounts that fall outside acceptable activity determined by Schwab and outlined by regulators.

What you’ll do:

  • Resolve margin-related issues with internal employees and external Registered Investment Advisors

  • Monitor and resolve margin calls, resolution of debit balances and short positions

  • Interact on a daily basis with clients and colleagues including Sales, Finance, Trading, Settlement Service, Operations, Registered Investment Advisors and Contra Brokers/Banks

  • Explain and apply industry rules, regulations and policies in order to transfer information and resolve issues between Corporate Margins and our Registered Investment Advisors

  • Enforce regulations and restrictions as well as serve as a margin expert

What you have:

  • Basic margins operations experience

  • Solid knowledge of balance, position, and transaction systems necessary

  • Understanding of risk management, industry rules and regulations governing margin transactions

  • Proficient MS Office skills, including ability to analyze and present margin requirements and transactions via Excel

  • Strong organizational skills, attention to detail, and ability to multitask are critical

  • Ability to deliver complex information while maintaining a positive client experience Excellent written and oral communication skills

  • Work well in a collaborative team environment

  • Excellent customer service skills

  • FINRA Series 7 license required

  • FINRA Series 63 or FINRA 66 license required

  • FINRA Series 9/10 license, or FINRA series 8 license (preferred)

  • Bachelor’s degree or equivalent experience

What you’ll get:

  • Everyday Wellness: Healthy Rewards, Onsite Fitness Classes, Healthy Choices, Wellness Champions

  • Financial Fitness: 401k Match, Employee Discounts, Personalized advice, Brokerage discounts

  • Work/Life Balance: Sabbatical, New Mothers returning to work Program, Tuition Reimbursement Programs, Time off to volunteer

  • Inclusion: Employee Resource Groups, Commitment to diversity, Strategic partnerships

  • Not just a job, but a career, with an opportunity to do the best work of your life

Learn more about Life@Schwab at" .

Charles Schwab & Co., Inc. is an equal opportunity and affirmative action employer committed to diversifying its workforce. It is Schwab's policy to provide equal employment opportunities to all employees and applicants without regard to race, color, religion, sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), gender identity or expression, national origin, ancestry, age, disability, legally protected medical condition, genetic information, marital status, sexual orientation, protected veteran status, military status, citizenship status or any other status that is protected by law.

Position Located In: CO - Lone Tree