Charles Schwab Internal Controls & SOX Compliance - Sr. Specialist in Lone Tree, Colorado


Lone Tree - CO, DENR3, 9800 Schwab Way, 80124

Jessie M. Golden


We believe that , when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client’s goals with passion and integrity. We respect and appreciate the diversity of our employees, our clients, and the communities we serve. We challenge conventions strategically to create value for our clients, our firm and the world. We live and bring to life the concept of ‘own your tomorrow’ every day. We champion our employee strengths, guide their development, and invest in their long-term success. We hire optimistic, results-oriented, curious, innovative, and adaptable people with the desire to help our clients and one another succeed.

As a company, we were established by Chuck over 40 years ago to champion Main Street over Wall Street, and to help Americans transform themselves from earners to owners. Through advocacy and innovation, we work to make investing more affordable, accessible and understandable for all. As we enter our fifth decade, we are looking for talented, innovative and driven people who believe they can help themselves, and our clients, create a better future.

Our Opportunity:

The Controller's Department is looking for an Internal Controls and SOX Compliance Senior Specialist to provide internal control guidance and recommendations to process management and to perform audits of the Company's internal controls over financial reporting. This position reports to the Senior Team Manager, Financial Reporting and Compliance.

What you’ll do:

  • Work with various process owners across the Company to create and update process documentation, flowcharts, and process risk assessments

  • Create and execute test plans

  • Provide testing results to process management

  • Develop recommendations to correct control deficiencies and provide ideas for process improvements

  • Prepare status reports for Corporate Controller's management and Executive Management

  • Create management presentations for Disclosure Committee meetings

What you have:

  • Bachelor's degree in Accounting or Finance required; CPA license preferred

  • One to three years of related work experience in SOX, Audit, Compliance and/or Technical Accounting with some Big 4 public accounting experience preferred

  • Detailed knowledge of Sarbanes-Oxley requirements and COSO framework

  • Demonstrated written and oral communication skills and ability to communicate with all levels of management

  • Ability to build strong relationships and work cross functionally with internal and external constituents

What you’ll get:

  • Comprehensive Compensation and Benefits package

  • Financial Health: 401k Match, Employee Stock Purchase Plan, Employee Discounts, Personalized advice, Brokerage discounts

  • Work/Life Balance: Sabbatical, Paid Parental Leave, New Mothers returning to work Program, Tuition Reimbursement Programs, Time off to volunteer, Employee Matching Gifts Program

  • Everyday Wellness: Health and Lifestyle Wellness Rewards, Onsite Fitness Classes, Healthy Food Choices, Wellness Champions

  • Inclusion: Employee Resource Groups, Commitment to diversity, Strategic partnerships

  • Not just a job, but a career, with an opportunity to do the best work of your life

Learn more about Life@Schwab at" .

Charles Schwab & Co., Inc. is an equal opportunity and affirmative action employer committed to diversifying its workforce. It is Schwab's policy to provide equal employment opportunities to all employees and applicants without regard to race, color, religion, sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), gender identity or expression, national origin, ancestry, age, disability, legally protected medical condition, genetic information, marital status, sexual orientation, protected veteran status, military status, citizenship status or any other status that is protected by law.

Job Specifications

Relocation Offered?: No

Work Schedule: Days

Languages: English - spoken

Current Licenses / Certifications: Certified Internal Auditor - CIA, Certified Public Accountant - CPA

Relevant Work Experience: Analyst/Strategy-less than 2 yrs, Capital Markets-2-5 yrs, Advertising-2-5 yrs, Business Development and Sales-6+ yrs, Customer Service-less than 2 yrs, Brokerage Operations-2-5 yrs, Analyst/Strategy-6+ yrs, Human Resources-6+ yrs, Human Resources-less than 2 yrs, Banking-2-5 yrs, Education/Training-less than 2 yrs, Campus Programs, Adminstrative Support-less than 2 yrs, Communications-2-5 yrs, Administrative Support-6+ yrs, Customer Service-2-5 yrs, Accounting and Finance-2-5 yrs, Corporate Staff-6+ yrs, Education/Training-6+ yrs, Financial Services-2-5 yrs, Corporate Staff-less than 2 yrs, Compliance, Capital Markets-less than 2 yrs, Analyst/Strategy-2-5 yrs, Business Development and Sales-less than 2 yrs, Business Development and Sales-2-5 yrs, Advertising-6+ yrs, Banking-less than 2 yrs, Brokerage Operations-less than 2yrs, Banking-6+ yrs, Human Resources-2-5 yrs, Brokerage Operations-6+ yrs, Administrative Support-2-5 yrs, Capital Markets-6+ yrs, Financial Services-6+ yrs, Education/Training-2-5 yrs, Advertising-less than 2 yrs, Customer Service-6+ yrs, Communications-less than 2 yrs, Corporate Staff-2-5 yrs, Internal Audit, Accounting and Finance-6+ yrs, Financial Services-less than 2 yrs, Communications-6+ yrs

Position Located In: CO - Lone Tree, CO - Denver

Education: BA/BS

Job Type: Full Time

Category:Internal Audit

Activation Date: Friday, September 15, 2017

Expiration Date: Monday, October 16, 2017

Apply Here