Charles Schwab Internal Audit Manager, Technology in Lone Tree, Colorado

We believe that , when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client’s goals with passion and integrity. We respect and appreciate the diversity of our employees, our clients, and the communities we serve. We challenge conventions strategically to create value for our clients, our firm and the world. We live and bring to life the concept of ‘own your tomorrow’ every day. We champion our employee strengths, guide their development, and invest in their long-term success. We hire optimistic, results-oriented, curious, innovative, and adaptable people with the desire to help our clients and one another succeed.

As a company, we were established by Chuck over 40 years ago to champion Main Street over Wall Street, and to help Americans transform themselves from earners to owners. Through advocacy and innovation, we work to make investing more affordable, accessible and understandable for all. As we enter our fifth decade, we are looking for talented, innovative and driven people who believe they can help themselves, and our clients, create a better future.

Our Opportunity:

The Internal Audit Department (IAD) provides independent and objective assessments of the effectiveness of risk management activities and the internal control environment. Reporting to the Managing Director, IAD Technology, the Manager, IAD Technology has responsibility for the independent and objective assurance activity designed to improve the firm’s operations by evaluating and improving the effectiveness of risk management, control, and governance processes. This position will focus on application technology risks within the integrated audits, working closely with the operational auditors.

What you’ll do:

  • Direct and supervise the design and successful execution of application testing within the integrated audits, focused on the most relevant risks.

  • Oversee work performed by staff; ensuring work is performed in accordance with IIA standards and the IAD Policies and Procedures.

  • Document and review key internal audit work papers, including planning documents and audit reports, to ensure clear identification and communication of risks and issues prior to presentation to senior management.

  • Promote the increased use of data analytics techniques to evaluate large data sets for trends and anomalies.

  • Address issues during the internal audit process by gathering facts, developing potential solutions, determining the best solutions, and implementing an action plan to solve the problem.

  • Evaluate the adequacy and timeliness of management's response and the corrective action taken on all significant weaknesses noted in the report.

  • Participate and/or lead special audits as requested by Executive Management or the Audit Committee according to the Internal Audit Charter and Policies and Procedures.

  • Evaluate the adequacy and timeliness of management's response and the corrective action taken on all significant weaknesses noted in the report.

What you have:

  • 5+ years of information technology audit experience with increasing responsibility. Financial services and/or Big 4 Accounting experience a plus.

  • Demonstrated experience managing multiple projects and associated team members within a complex operational and regulatory environment.

  • CISA, CISSP, CPA, CIA or other applicable financial services and/or risk management certifications preferred.

  • Excellent analytical skills, including the ability to anticipate issues and to design appropriate solutions

  • Strong verbal and written communication skills with a demonstrated ability to articulate effectively and professionally.

  • Leverages relationships and insights to successfully influence others. Builds authentic and trusted relationships to create alignment and support.

What you’ll get:

  • Everyday Wellness: Healthy Rewards, Onsite Fitness Classes, Healthy Choices, Wellness Champions

  • Financial Fitness: 401k Match, Employee Discounts, Personalized advice, Brokerage discounts

  • Work/Life Balance: Sabbatical, New Mothers returning to work Program, Tuition Reimbursement Programs, Time off to volunteer

  • Inclusion: Employee Resource Groups, Commitment to diversity, Strategic partnerships

  • Not just a job, but a career, with an opportunity to do the best work of your life

Learn more about Life@Schwab at http://www.aboutschwab.com/careers/lifeatschwab/" .

Charles Schwab & Co., Inc. is an equal opportunity and affirmative action employer committed to diversifying its workforce. It is Schwab's policy to provide equal employment opportunities to all employees and applicants without regard to race, color, religion, sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), gender identity or expression, national origin, ancestry, age, disability, legally protected medical condition, genetic information, marital status, sexual orientation, protected veteran status, military status, citizenship status or any other status that is protected by law.

Position Located In: AZ - Phoenix, CO - Denver